internal audit framework in a mining industry

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Mining risk and assurance - KPMG

KPMG GLOBAL MINING INSTITUTE. Mining risk and assurance. A survival strategy kpmg.com/mining. KPMG INTERNATIONAL. Compliance Series ... operational internal audit in the mining sector translates to value-added services on a full outsourced and strategic co-sourced basis ..... controls framework enables frequent.

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A comprehensive framework for the application of process mining in ...

the lack of adequate process-oriented audit-trail analysis for risk management and compli- ance checking [37, 38, 36]. While process-aware information systems are heavily adopted across industries and used to enforce certain types of internal controls [51], no formal framework has been presented to apply the theoretical...

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Mining Internal Audit's Capabilities and Needs

Aug 21, 2013 ... A three-year comparison shows social media and cloud computing have risen in prominence – an indication that auditors are getting more comfortable with those concepts. General technical knowledge of the COSO internal control framework and other changes also remain high among CAEs and their staff...

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risk management and internal control policy - Dragon Mining

Remuneration and Nomination Committee. Audit and risk management committee. The Board has established an Audit and Risk Management Committee, which operates under a. Charter approved by the Board. It is the Board's responsibility to ensure that an effective internal control framework exists within the entity.

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Governance, Internal Audit and Risk Management

Governance, Internal Audit and Risk Management - Reliable governance is possible by developing the internal capacity of local government through partnering in action. ... Developing and co-implementing anti fraud and corruption strategies, frameworks, policies, procedures and whistle blowing; Helping municipalities...

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BarnOwl for the Mining Industry | BarnOwl

A flexible risk management framework is critical for meeting the needs of a complex and dynamic industry such as the mining industry. ... streamlines internal audits, forensic audits as well as third-party audits and enables you to gain real-time visibility into risk-based auditing, audit findings, root cause analysis and the...

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Internal Audit's Brave Prudent, New World - Isaca

Design for a new world: frameworks. Continuous Risk &. Control Assurance Model. Continuous risk monitoring. KPI. Org. goals & obj's. KRI. Alerts. Risks. Controls. Enterprise data. Data warehouse. Continuous control auditing. Continuous data mining/auditing. & fraud detection. On-demand data mining. Internal Audit.

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What's the Difference Between Internal Audit & Internal Control ...

May 5, 2016 ... For example, “Operational Risk Management” has a different meaning in the banking and insurance industry, compared to other industries (oil & gas, mining, ... This is important because an internal audit and external audit may assess different things, and have different frameworks and workflows. Recently...

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Monitoring and Auditing - Department of Industry, Innovation and ...

EVALUATING PERFORMANCE: MONITORING AND AUDITING. Leading Practice Sustainable Development. Program for the Mining Industry. September 2016. INDUSTRY.GOV.AU | DFAT.GOV.AU. EV ..... The extent to which the framework promotes social performance through both internal and external engagement and...

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Financial Reporting in the Global Mining Industry - IAS Plus

Managing Risk in the Global Mining Industry. Mining for the Best Report. IASC Extractive Industries Issues Paper. Comprehensive Integrated. Solutions for the Mining Industry. A study of the role of internal audit in today's global mining community. An analysis of reporting on sustainability and environmental issues by...

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6 Reasons for Internal Auditors to Get Familiar with Process Mining ...

Jun 5, 2010 ... [Update: This IEEE Computer article on 'Auditing 2.0' describes a new auditing framework based on process mining.] Overall, one can foresee that process mining tools will be one of the many in the auditor's tool box. Here are 6 reasons why process mining should be interesting for auditors: 1. Audit the...

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Internal Audit Services - PwC

To help companies design, implement and maintain a strategically focused internal audit function, PwC developed a 10-step Strategic Internal Audit framework. This framework has been proven through PwC' work with companies of all sizes. Step 1-4 focus on strategic issues, while Steps 5-10 focus on equally important,...

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Data Analytics for Internal Audit | Data Mining Blog - www ...

Nov 12, 2017 ... Large publicly listed companies not only have external auditors who check the books, but often also a large community of internal auditors. .... The internal audit organization at Nestlé has a Data Analytics team, who has the mission to provide the framework so that internal auditors can take full advantage of...

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A conceptual risk framework for internal auditing in e‐commerce ...

Abstract: Auditors provide high assurance to executives amidst information and database risk. A framework is provided for auditors within cyber entities. The categories of e‐commerce, business‐to‐business, business‐to‐customers and mobile commerce use different core technologies. The common factor remains...

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Internal audit: a key partner - CPA Canada

Aug 1, 2014 ... A recent survey by the IIA's Audit Executive Center indicates that audit executives are now recruiting job applicants with analytical/critical thinking ability, data mining skills, business acumen, and IT skills. Myth #2: Internal auditors are nit-pickers and fault-finders. Reality: Internal audit's focus is on major risks...

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Internal Audit Responsibilities - Inside Mines - Colorado School of ...

Aug 24, 2017 ... Internal Audit Responsibilities. The Office of Internal Audit & Consulting Services is governed by the International Standards for the Professional Practice of Internal Auditing (the Standards). Internal auditors are also expected to uphold the Core Principles as well as adhere to the Code of Ethics. Activities...

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Developing a Framework for Study of GSCM Criteria in Indian ...

Developing a Framework for Study of GSCM Criteria in Indian. Mining Industries. Kamalakanta Mudulia and Akhilesh Barveb a,bIndian Institute of Technology .... External Audit. [10]. D42. Internal Audit. [10]. D43. Independent Audit. [13]. D51. Review Environmental Potentialities of Organizational activities. [13]. D52.

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Business Process Mining for Internal Fraud Risk Reduction: Results ...

shocking numbers: forty-three percent of companies worldwide have fallen victim to economic crime in the years ... In this paper we present and apply a framework for internal fraud risk re- duction, where risk reduction ... issued a final report in 1987 with recommendations for auditors, public com- panies, regulators, and...

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Research Articles (Auditing) - UPSpace

For any business to operate effectively, a governance framework that operates at the relevant maturity level is required. An organisational governance ... Perceived challenges faced by the internal audit function in the South African public sector : a case study of The National Treasury . Motubatse, Nebbel; Barac, Karin;...

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an audit of compliance and enforcement of the mining sector

Auditor General of British Columbia | May 2016 | An Audit of Complicance and Enforcement of the Mining Sector. 3. Carol Bellringer, FCPA, FCA ... This framework, of having both activities within MEM, creates an irreconcilable conflict. ...... Internal work has begun on developing additional guidance materials on a range of...

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Data Analytics for Internal Auditors (Internal Audit and IT Audit ...

Data Analytics for Internal Auditors (Internal Audit and IT Audit): 9781498737142: Computer Science Books @ Amazon.com. ... Data Analytics Elevating Internal Audit's Value Warren W. Stippich Jr Bradley J. Preber. Warren W. Stippich Jr ... Audit Analytics: A Framework for Control Enhancing Assurance Hardcover. Arslan K...

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Training programs offered - Institute of Internal Auditors South Africa ...

Please see below the list of Training Programs offered by the IIA SA. Technical Skills Examination Preparation Public Sector Topical Issues Behavioural Skills .... COSO 2013: Implementing the Framework (COIF) ... Data Mining For Auditors - A Logical Approach To Continuous Auditing And Governance (DMIA)...

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IV. Approved annual internal audit work plan for 2012 - UNDP

The Internal Audit and Investigations Group (IAIG) is pleased to provide the Executive Board, through the Executive Director of UNOPS, with the annual report on ...... UNMAS has the lead responsibility for clearing mines and unexploded ordnance in emergency peacekeeping settings, in accordance with mandates of the...

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The use of Process Mining in Business Process Auditing

Apr 4, 2017 ... Three widely used control frameworks were evaluated as a source of control objectives and their use for generating audit criteria. 1. The COSO framework became widely accepted as the standard for the design and operation of internal control systems for companies adopting and evaluating internal control...

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10 Key Internal Audit Topics for Audit Committee Consideration - aicpa

10 Key Questions for Audit Committees. Outlined below are the 10 imperative topics for internal auditors recast into rhetorical questions for audit committees. Each question is .... Data-mining specialists and staff with in-depth industry knowledge are just two types of talent being sought after by today's internal audit functions.

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Internal audit - Grant Thornton

Mar 1, 2017 ... mining on audits. Since then, the use of data analytics has rapidly gained momentum, and today's internal audit strategy has seen a shift from value ... prioritized by staff. Data governance framework established and understood by staff. Dedicated data analytics staff in internal audit with advanced.

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Internal Auditing Around the World - Protiviti

Protiviti is grateful to the companies and internal audit teams who freely discussed how they are adapting to ..... The company has the gold mining industry's strongest and only “A” rated balance sheet, which positions it ...... frameworks – including the management self-assessment and positive assurance processes, and the.

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SUPERINTENDENT - INTERNAL AUDIT (FEMALE ONLY, BASED ...

PRIME Consultancy is appointed to identify the Superintendent Internal Audit for one of our international client. Our client is a global Mining & Metals Company which manages and operates the Martabe Gold Mine. Our Client engages more than 2,600 employees and contractors. Currently, they are looking for...

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Environmental Audit: A Need for Sustainable Development of Mining ...

ABSTRACT. The last decade of the 20th century has been regarded as the decade of the environment. Environmental auditing is fast emerging as a key practice among industries in India. An environmental audit is one tool that can be used by an organization, in the context of its environmental management system, to help...

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Environmental and Social Policy Framework - Deutsche Bank

Jan 1, 2017 ... activities of mining companies which use Mountain Top Removal (MTR) as their extraction method and materially .... We have amended our formal position and internal guidelines, effective from .... business and infrastructure units integrated in the management system is reviewed by internal audits and.

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Guidance for Assurance Providers - World Gold Council

Oct 1, 2012 ... of ensuring a sustainable gold mining industry, based on a deep ..... International Framework for. Assurance ..... 4.2 Using existing certifications, standards and internal audit. Companies may have in place existing internal or external assurance/certifications (or a combination of these) as part of.

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Audit & Legal Mining Jobs - Careermine - InfoMine

Audit & Legal mining jobs. Get daily mining job alerts. New mining job vacancies on Careermine.

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Ensuring Compliance with Conditions on Mining - Office of the ...

Sep 8, 2011 ... 10 Auditor General Western Australia ▫ Ensuring Compliance with Conditions on Mining. [Contents]. Response from department of mines and Petroleum. DMP acknowledge the report findings and the framework it provides for strengthening DMP's compliance systems. Work has commenced on improving...

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Tailings Management Protocol | The Mining Association of Canada

If not managed responsibly, tailings can pose potential risks to human health and safety, the environment, infrastructure, and to mining companies themselves. ... Requirement of internal audit against the Tailings Guide at Level A (was AA), external audit at AA (was AAA), and evaluation of effectiveness at Level AAA.

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The Critical Role of Internal Audit in Addressing Bank Fraud: A ...

Jul 21, 2015 ... The Critical Role of Internal Audit in Addressing Bank Fraud: A Conceptual Framework and Critical Review of the Literature with Future Extensions ... engage in various internal audit techniques such as the implementation of controls and prevention tools, the usage of anti-fraud methods and data mining.

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communications & sustainability in the mining industry - CommDev

Brunswick Group work with senior communications professionals in the mining industry in a variety of ways. Each organization has noticed ... Prioritising internal communication and corporate culture. “Everyone is an ambassador of the .... the function lacks the formalization, career frameworks and business metrics of other...

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China's Internal Control and Audit Regulatory Framework - China ...

Mar 9, 2012 ... The Supplementing Guidelines require listed companies and non-listed large and medium-sized enterprises governed by the Basic Standards and the ... One key difference in China's internal audit framework, compared to its international counterpart, is a more narrow, financial audit-focused definition of...

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How Internal Auditors Can Gain Data Analytics Experience

Oct 3, 2017 ... It's taken a long time—using data analytics in internal audit dates back at least 30 years, say some experts—and companies cover the spectrum in terms of their ... Indeed, an Institute of Internal Auditors' CBOK report listed “data mining and analytics” among the top seven skills that chief audit executives are...

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case study: combined assurance means “no ... - AngloGold Ashanti

In what is believed to be best practice for the mining industry, the AngloGold Ashanti combined assurance review ... Vermaak, Senior Audit Manager, Group Internal Audit. “While primarily focused on threats, the system also ... The combined assurance framework designed and rolled out within AngloGold Ashanti is aimed at...

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Measuring Internal Audit Effectiveness and Efficiency

mining if an audit activity is meeting its goals and objec- ... Practices Framework (IPPF), the internal audit charter ..... tions in their industry. A Balanced Scorecard Framework for Internal Auditing. Departments, by Mark Frigo (IIA Research Foundation,. 2002). Internal Auditing: Assurance & Consulting Services, by Kurt.

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